Legal & Compliance

The financial services sector in the Globe has strict legislation in place to ensure product reliability and legislative compliance on the part of Financial Services Providers.

At Facet we believe that stringent compliance processes protect our clients, stakeholders and safeguard good business practices. We are completely committed to comply with the legislation and to always act with due skill, care and diligence and that is why we have internal policies and procedures designed to prevent and detect violations of applicable legislation, rules and ethical standards by employees and other stakeholders.

Compliance policies:

• Conflict of Interest Policy
• Complaints Procedure